BULLSEYE INVESTMENT MANAGEMENT, LLC of CINCINNCIATI, OH is an SEC-registered investment adviser (CRD 145158). Regulatory assets under management: $226.0M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Timothy Ray Guthrie | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Robert Wilford Stone | SHAREHOLDER/INVESTMENT ADVISER REPRESENTATIVE | — |
| GUTHRIE TIMOTHY RAY | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| stone robert wilford | SHAREHOLDER/INVESTMENT ADVISER REPRESENTATIVE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-11-21 | regulatory | IN OR AROUND NOVEMBER 2022, MR. GUTHRIE'S KENTUCKY INVESTMENT ADVISER REPRESENTATIVE REGISTRATION WAS WITHDRAWN. FROM THAT TIME UNTIL MARCH 2024, MR. GUTHRIE CONTINUED TO PROVIDE INVESTMENT ADVISORY SERVICES TO KENTUCKY CLIENTS WHILE NOT REGISTERED IN THE STATE. THE LAPSE IN REGISTRATION OCCURRED IN… | Final | $6K |