EXCEL FINANCIAL, LLC

EXCEL FINANCIAL, LLC of RED WING, MN is an SEC-registered investment adviser (CRD 145301). Regulatory assets under management: $404.5M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

Officers, owners & control persons (10)

NameRoleLocation
Brent Leslie UrbachMEMBER
James Scott LoquaiMEMBER
John Raymond LoquaiMEMBER
Michael Wayne SpanglerCHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
LOQUAI JAMES SCOTTMANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MEMBER/CHIEF COMPLIANCE OFFICER; PRINCIPAL/CHIEF COMPLIANCE OFFICER
LOQUAI THOMAS RAYMONDMANAGING MEMBER; MEMBER; PRINCIPAL
SIBERT JERRY LYNNPRINCIPAL
LOQUAI JULIA ANNMANAGING MEMBER
URBACH BRENT LESLIEMANAGING MEMBER; MEMBER
Spangler Michael WayneMANAGING MEMBER

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