MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 145508). Regulatory assets under management: $48.3B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 47 people.
| Name | Role | Location |
|---|---|---|
| Jason Michael Pratt | CHIEF COMPLIANCE OFFICER | Boston, MA |
| Vipon Ghai | DIRECTOR | Boston, MA |
| Effie E Georgountzos | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Gerald John Peterson | DIRECTOR | — |
| Michelle Marie Taylor-Jones | DIRECTOR | — |
| Anne Louise Valentine Andrews | DIRECTOR, CHAIR, PRESIDENT AND CEO | — |
| Heidi Gaito Knapp | OPERATIONS | — |
| Jeffrey Howard Nataupsky | CHIEF FINANCIAL OFFICER | — |
| Howard Edwards Sullivan | CHIEF LEGAL OFFICER | — |
| VON MEYENBURG FRANZ K | TREASURER | — |
| HARTZ SCOTT | CHIEF EXECUTIVE OFFICER/DIRECTOR; CHIEF EXECUTIVE OFFICER/MANAGER; DIRECTOR | — |
| BRABAZON JOHN EDWARD | CHIEF FINANCIAL OFFICER | — |
| CAMPANELLA JENNIFER LYNNE TOONE | CHIEF LEGAL OFFICER | — |
| DAVIS WILLMA HERRIETTE | SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR/DIRECTOR; SENIOR MANAGING DIRECTOR/MANAGER | — |
| BRAUN GEORGE HOWARD | SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR/DIRECTOR; SENIOR MANAGING DIRECTOR/MANAGER | — |
| BLEWITT STEPHEN JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN/DIRECTOR; SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR/DIRECTOR (+1 more) | — |
| CAVANAUGH CYNTHIA ANN | CHIEF COMPLIANCE OFFICER | — |
| PETERSON GARY JOHN | DIRECTOR | — |
| DYER LYNN LAMPHIER | CHIEF COMPLIANCE OFFICER | — |
| VALENTINE ANDREWS ANNE LOUISE | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| POGRIN KENNETH GENNADY | CHIEF LEGAL OFFICER | — |
| FEINBERG KRISTIE MARIE | DIRECTOR | — |
| SULLIVAN HOWARD EDWARDS | CHIEF LEGAL OFFICER | — |
| PERESSINI WILLIAM EDWARD | DIRECTOR | — |
| PRATT JASON MICHAEL | CHIEF COMPLIANCE OFFICER | — |
Showing 10 of 12 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-23 | regulatory | BCFSA FOUND THE CONTRACT AND RELATED ADVERTISING UNFAIR AND POTENTIALLY MISLEADING; FAILURES IN PRIVACY AND OUTSOURCING COMPLIANCE; FAILURES IN COMMUNICATION WITH INSURED CAUSING HARM. | Final | — |
| 2022-03-17 | regulatory | PURSUANT TO A MARKET CONDUCT EXAMINATION, THE STATE OF CONNECTICUT INSURANCE DEPARTMENT ALLEGED THAT JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) FAILED TO FOLLOW ESTABLISHED PRACTICES AND PROCEDURES TO ENSURE COMPLIANCE WITH STATUTORY REQUIREMENTS RELATED TO PRODUCER APPOINTMENTS. | Final | $68K |
| 2019-11-26 | regulatory | STARTING IN JANUARY 2013, JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) MISINTERPRETED THE STATE OF VERMONT'S STATUTE REGARDING HOW DEATH CLAIM INTEREST WAS TO BE CALCULATED, AND OVERLOOKED A PREVIOUS CONSENT ORDER WITH THE VERMONT DEPARTMENT OF FINANCIAL REGULATION COVERING DEATH CLAIM INTEREST. UPO… | Final | $800K |
| 2017-12-12 | regulatory | THE OREGON DIVISION OF FINANCIAL REGULATION HAS COMPLETED AN INVESTIGATION INTO JOHN HANCOCK'S HANDLING OF ADULT FOSTER HOME CLAIMS IN OREGON. THE DIVISION'S INVESTIGATION REVEALED THAT JOHN HANCOCK VIOLATED ORS 743.656 (1)(B)(D) ON SEVEN OCCASIONS WHEN IT INCORRECTLY DENIED COVERED SERVICES. THE CO… | Final | $49K |
| 2017-11-23 | regulatory | THE MANUFACTURERS LIFE INSURANCE COMPANY ALLOWED RESTRICTED AGENTS TO ACT WHILE NOT HOLDING A VALID CERTIFICATE OF AUTHORITY CONTRARY TO SECTION 452(5) OF THE INSURANCE ACT (ALBERTA) AND COMPENSATING AN UNLICENSED RESTRICTED INSURANCE AGENT CONTRARY TO THE PROVISIONS OF SECTION 499(1) OF THE INSURAN… | Final | $5K |
| 2017-09-28 | regulatory | THE MANUFACTURERS LIFE INSURANCE COMPANY DISTRIBUTED HOSPITAL INSURANCE POLICIES TO SEARS CUSTOMERS THROUGH PERSONS WHO WERE NOT LICENSED WITH THE AUTORITE DES MARCHES FINANCIERS FOR THIS PURPOSE, THUS CONTRAVENING SECTIONS 461,462,470 AND 491 OF THE ACT RESPECTING THE DISTRIBUTION OF FINANCIAL PROD… | Final | $350K |
| 2016-10-21 | regulatory | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) FAILED TO ELECTRONICALLY FILE ITS REPLACEMENT AND LAPSE REPORT, ITS CLAIMS DENIAL REPORT, ITS RECESSION REPORT, AND ITS SUITABILITY REPORT ON OR BEFORE JUNE 30TH, OF EACH YEAR, AS REQUIRED UNDER UTAH ADMINISTRATIVE CODE RULE R590-148-25. | Final | $750 |
| 2016-07-28 | regulatory | A MARKET CONDUCT EXAMINATION FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) VIOLATED REQUIREMENTS RELATING TO THE REGULATIONS OF LONG-TERM CARE INSURANCE. | Final | $50K |
| 2016-06-30 | civil | THE COMPLAINT INCLUDES A SINGLE COUNT AGAINST FARMLAND MANAGEMENT SERVICES, INC. FOR THE UNPERMITTED DISCHARGE OF DREDGED OR FILL MATERIAL INTO WATERS OF THE UNITED STATES UNDER SECTION 404 OF THE CWA. IT ALLEGES THAT, BEGINNING ON OR ABOUT NOVEMBER 15, 2012, FARMLAND MANAGEMENT SERVICES, INC. OPERA… | Final | $1.8M |
| 2016-01-12 | regulatory | A MARKET CONDUCT REPORT DATED JANUARY 12, 2016 STATED THAT A MARKET CONDUCT EXAMINATION REVEALED CONCERNS WITH JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) PROCEDURES AND PRACTICES IN UNDERWRITING AND CLAIMS. | Final | — |
Private Equity Fund: 36 · Real Estate Fund: 3 · Hedge Fund: 5
Showing 15 of 44 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| JOHN HANCOCK INFRASTRUCTURE MASTER FUND L.P. | Private Equity Fund | Delaware | 39 | $1.9B | $20.0M |
| MANULIFE INFRASTRUCTURE FUND II (CAYMAN) | Private Equity Fund | Cayman Islands | 32 | $1.7B | $20.0M |
| MANULIFE INFRASTRUCTURE FUND III (CAYMAN), L.P. | Private Equity Fund | Cayman Islands | 39 | $1.4B | $20.0M |
| MANULIFE PRIVATE EQUITY PARTNERS L.P. | Private Equity Fund | Cayman Islands | 86 | $1.2B | $20.0M |
| MANULIFE INFRASTRUCTURE FUND III-D, L.P. | Private Equity Fund | Delaware | 22 | $1.1B | $20.0M |
| MANULIFE PRIVATE EQUITY PARTNERS II LP | Private Equity Fund | Cayman Islands | 15 | $992.8M | $20.0M |
| MANULIFE INFRASTRUCTURE FUND III, L.P | Private Equity Fund | Delaware | 19 | $842.4M | $20.0M |
| MANULIFE INFRASTRUCTURE FUND II, L.P. | Private Equity Fund | Delaware | 9 | $808.8M | $20.0M |
| MANULIFE INFRASTRUCTURE FUND II (LUX), SCSP | Private Equity Fund | Luxembourg | 14 | $791.4M | $20.0M |
| HI/JH CO-INVESTMENT VENTURE L.P | Real Estate Fund | Delaware | 3 | $739.4M | $300K |
| MANULIFE PRIVATE EQUITY PARTNERS III LP | Private Equity Fund | Delaware | 2 | $700.1M | $20.0M |
| MANULIFE U.S. REAL ESTATE FUND | Real Estate Fund | Delaware | 20 | $536.7M | $5.0M |
| MANULIFE CO-INVESTMENT PARTNERS II, L.P. | Private Equity Fund | Delaware | 54 | $448.3M | $5.0M |
| MANULIFE CO-INVESTMENT PARTNERS III, L.P. | Private Equity Fund | Delaware | 64 | $411.8M | — |
| MANULIFE CAPITAL PARTNERS VII LP | Private Equity Fund | Delaware | 19 | $348.7M | $5.0M |
Showing 15 of 22 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| TORONTO | — | 12 | 4169263000 |
| TORONTO | — | 12 | 4169263000 |
| NEW YORK | NY | 7 | 1111111111 |
| NEW YORK | NY | 7 | 1111111111 |
| NEW YORK | NY | 7 | (917) 595-1515 |
| NEW YORK | NY | 7 | (917) 595-1515 |
| IRVINE | CA | 4 | 9494429041 |
| IRVINE | CA | 4 | 9494429041 |
| DALLAS | TX | 3 | 9729802375 |
| ATLANTA | GA | 3 | 7703991918 |
| CHICAGO | IL | 3 | 3127951524 |
| WASHINGTON | DC | 3 | 2022233347 |
| ATLANTA | GA | 3 | 7703991918 |
| WASHINGTON | DC | 3 | 2022233347 |
| CHICAGO | IL | 3 | 3127951524 |