HEARTWOOD INVESTMENTS, INC.

HEARTWOOD INVESTMENTS, INC. of WATERLOO, IA is an SEC-registered investment adviser (CRD 145668). Regulatory assets under management: $40.6M.

Registration

• CRD: 145668
• SEC file number: 801-68579
• Type: Registered investment adviser
• Location: 216 EAST FOURTH STREET, WATERLOO, IA, 50703-4702
• Phone: (319) 233-1717
• Latest filing: 2012-06-07
• Regulatory AUM: $40.6M
• Discretionary AUM: $40.6M
• Clients: 1
• Accounts: 21

Officers, owners & control persons (3)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 145668 on SEC IAPD (source of record)
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