CATHY PARETO AND ASSOCIATES, INC.

CATHY PARETO AND ASSOCIATES, INC. of CORAL GABLES, FL is an SEC-registered investment adviser (CRD 145919). Regulatory assets under management: $300.1M.

Registration

• CRD: 145919
• SEC file number: 801-110395
• Type: Registered investment adviser
• Location: 901 PONCE DE LEON BLVD., SUITE 501, CORAL GABLES, FL, 33134
• Phone: 305-648-9814
• Latest filing: 2026-06-23
• Regulatory AUM: $300.1M
• Discretionary AUM: $287.6M
• Non-discretionary AUM: $12.5M
• Clients: 7
• Accounts: 642

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 145919 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search