KBC HOLDINGS LLC of BRAINTREE, MA is an SEC-registered investment adviser (CRD 145988). Regulatory assets under management: $249.0M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Robert Paul Mccarthy | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Jason Ingraham | LLC MEMBER | — |
| MCCARTHY MICHAEL PAUL | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| INGRAHAM JASON | LLC MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-07-31 | regulatory | THE STATE OF MASSACHUSETTS ALLEGED THAT KBC, AS A FEDERAL COVERED ADVISER, FAILED TO ENSURE THAT ITS INVESTMENT ADVISER REPRESENTATIVE WAS PROPERLY REGISTERED TO CONDUCT BUSINESS IN THE STATE FROM JANUARY 1, 2018 TO DECEMBER 11, 2024. | Final | $25K |