INSIGHT NORTH AMERICA LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 145995). Regulatory assets under management: $171.1B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 44 people.
| Name | Role | Location |
|---|---|---|
| James Parsons | CHIEF OPERATING OFFICER | Mississauga, A6 |
| Vivek Nayar | GENERAL COUNSEL | Philadelphia, PA |
| John Randolph Miller | MANAGER | — |
| Raman Srivastava | MANAGER | Winnipeg, A2 |
| Kimberly Mackenzie-Perman | MEMBER | — |
| Mark Richard Stancombe | MANAGER | — |
| David Christopher Leduc | CHIEF EXECUTIVE OFFICER | — |
| Daniel Richard Haff | CHIEF COMPLIANCE OFFICER | — |
| James Harry Parsons | CHIEF OPERATING OFFICER | — |
| Brendan Joseph Murphy | HEAD OF FIXED INCOME | — |
| Michele Marie Saraceni | HEAD OF FINANCE | — |
| Abdallah Habib Nauphal | MANAGER | — |
| John Ariola | HEAD OF FINANCE | — |
| David C Leduc | CHIEF EXECUTIVE OFFICER | — |
| Daniel R Haff | CHIEF COMPLIANCE OFFICER | — |
| MURPHY BRIAN JOSEPH | MANAGER | — |
| NEWTON BRIAN KENNETH | HEAD OF RISK MANAGEMENT, CHIEF COMPLIANCE OFFICER | — |
| SHILLING MICHAEL JAMES | MANAGER | — |
| HARRIS MITCHELL EVAN | MANAGER | — |
| CORSO CLIFFORD DEAN | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; EXECUTIVE CHAIRMAN (+1 more) | — |
| ARIOLA JOHN | HEAD OF FINANCE | — |
| O'DONOGHUE LAURIE | CHAIRMAN, MANAGER; CHAIRMAN, PRESIDENT, MANAGER; PRESIDENT (+1 more) | — |
| GRIMBERG SCOTT DAVID | VICE PRESIDENT | — |
| LAGNADO RONALD R | VICE PRESIDENT | — |
| SHULMAN ROBIN JAYNE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-11-29 | regulatory | ON 21 FEBRUARY 2019, THE UK FINANCIAL CONDUCT AUTHORITY ("FCA") FOUND THAT NEWTON INVESTMENT MANAGEMENT LIMITED ("NIM"), THROUGH THE ACTIONS OF A FORMER EMPLOYEE IN 2014 AND 2015, SHARED INFORMATION WITH THREE OTHER UK INVESTMENT ADVISERS IN RELATION TO TWO INITIAL PUBLIC OFFERINGS AND ONE PLACING B… | Final | — |
| 2017-06-26 | regulatory | THE FEDERAL RESERVE ALLEGED VIOLATIONS OF REGULATION Y OF THE BOARD OF GOVERNORS (12 C.F.R. ? 225) FOR ITS REGULATORY ACCOUNTING TREATMENT OF CERTAIN ASSETS OF VARIABLE INTEREST ENTITIES (THE "VIES"). | Final | $3.0M |
| 2017-06-26 | regulatory | THE FEDERAL RESERVE ALLEGED VIOLATIONS OF REGULATION Y OF THE BOARD OF GOVERNORS (12 C.F.R. § 225) FOR ITS REGULATORY ACCOUNTING TREATMENT OF CERTAIN ASSETS OF VARIABLE INTEREST ENTITIES (THE "VIES"). | Final | $3.0M |
| 2017-01-12 | regulatory | THE SEC STAFF ALLEGED VIOLATIONS OF SECTIONS 13(B)(2)(A) & (B) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR BOOKS AND RECORDS AND INTERNAL REGULATORY ACCOUNTING CONTROL DEFICIENCIES IN CONNECTION WITH THE CALCULATION OF RISK-BASED REGULATORY CAPITAL RATIOS PRESENTED IN ANNUAL AND QUARTERLY REPORTS FIL… | Final | $6.6M |
| 2015-08-18 | regulatory | THE SEC STAFF ALLEGED VIOLATIONS OF THE U.S. FOREIGN CORRUPT PRACTICES ACT IN CONNECTION WITH THE PROVISION OF A LIMITED NUMBER OF INTERNSHIPS TO RELATIVES OF SOVEREIGN WEALTH FUND OFFICIALS. | Final | $14.8M |
| 2012-03-12 | civil | THIS LAWSUIT ALLEGES THAT THE BANK OF NEW YORK MELLON CORPORATION ("BNY MELLON") IMPROPERLY CHARGED AND REPORTED PRICES FOR STANDING INSTRUCTION FOREIGN EXCHANGE ("FX") TRANSACTIONS EXECUTED IN CONNECTION WITH CUSTODY SERVICES PROVIDED BY BNY MELLON. PLAINTIFFS ASSERT CLAIMS FOR BREACH OF CONTRACT,… | Final | — |
| 2011-10-04 | civil | THE LAWSUIT ALLEGES THAT THE BANK OF NEW YORK MELLON (THE "BANK") IMPROPERLY CHARGED AND REPORTED PRICES FOR STANDING INSTRUCTION FOREIGN EXCHANGE ("FX") TRANSACTIONS EXECUTED IN CONNECTION WITH CUSTODY SERVICES PROVIDED BY THE BANK. THE REGISTRANT IS NOT A DEFENDANT TO THIS ACTION. | Final | — |
| 2011-06-01 | civil | THIS IS A PUTATIVE CLASS ACTION ALLEGING THAT BNY MELLON IMPROPERLY CHARGED AND REPORTED PRICES FOR STANDING INSTRUCTION FOREIGN EXCHANGE TRANSACTIONS EXECUTED IN CONNECTION WITH CUSTODY SERVICES PROVIDED BY BNY MELLON. PLAINTIFF ASSERTS BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, AND UNJUST ENRIC… | Final | — |
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