STOCKER WOODS FINANCIAL, INC
STOCKER WOODS FINANCIAL, INC of DENTON, TX is an SEC-registered investment adviser (CRD 146207). Regulatory assets under management: $19.5M.
Registration
- CRD: 146207
- SEC file number: 801-69103
- Type: Registered investment adviser
- Location: 2412 OLD NORTH ROAD, #103, DENTON, TX, 76209
- Phone: 940-566-1212
- Latest filing: 2009-06-10
- Regulatory AUM: $19.5M
- Discretionary AUM: $17.3M
- Non-discretionary AUM: $2.2M
- Clients: 1
- Accounts: 258
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| STOCKER CARL HARRISON | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| WOODS MICHAEL DENNIS | VICE PRESIDENT | — |
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