INNOVATION PARTNERS LLC.

INNOVATION PARTNERS LLC. of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 146344). Regulatory assets under management: $21.7M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.

Officers, owners & control persons (21)

NameRoleLocation
Robert CampbellFINOPCoral Gables, FL
Lei JiaoFINOP
Lauren Arnett UyesugiCOMPLIANCE PRINCIPAL
Gregory Earl SmithCCO; PRESIDENT, RIA PRINCIPAL
John Anthony PolyviouCO-CCO AND CO-PRESIDENT; CO-CCO, PRESIDENT AND RIA PRINCIPAL
SUTHERLAND PATRICK EMANUELFINOP/CCO; PRESIDENT/CFO/FINOP/CEO/CCO; SHARE HOLDER
LEE DONALD PAULCO-CHIEF COMPLIANCE OFFICER; CO-CHIEF COMPLIANCE OFICER/RIA PRINCIPAL; COMPLIANCE PRINCIPAL - CONSULTANT
LAWRENCE RHODA ELAINECHAIRWOMAN AND CEO; COO; COO/PRESIDENT (+7 more)
CAMPBELL ROBERTFINOP
JIAO LEICHIEF FINANCIAL OFFICER/RIA CHIEF COMPLIANCE OFFICER; CO-PRESIDENT, CHIEF FINANCIAL PRINCIPAL AND RIA CHIEF COMPLIANCE OFFICER; FINOP (+3 more)
UYESUGI LAUREN ACOMPLIANCE OFFICER/PRINCIPAL
VORENBERG THOMAS JOSEPHCO- CHIEF COMPLIANCE AND RIA PRINCIPAL; CO- CHIEF COMPLIANCE/PRINCIPAL; COMPLIANCE AND RIA PRINCIPAL (+1 more)
BROWN MARC PETERSR. COMPLIANCE PRINCIPAL
PHILLIPS CHRISTOPHER ALANRIA COMPLIANCE PRINCIPAL
UYESUGI LAUREN ARNETTCOMPLIANCE OFFICER/PRINCIPAL; COMPLIANCE PRINCIPAL
SMITH GREGORY EARLCCO; CCO AND MUNICIPAL SECURITIES PRINCIPAL; COO AND CO-PRESIDENT (+3 more)
MILLER LAURIE SIMONPRINCIPAL/COMPLIANCE PRINCIPAL
SCUDDER-COTHERMAN JESSE MICHAELCO-CHIEF COMPLIANCE OFFICER AND QUALITY CONTROL PRINCIPAL; COMPLIANCE AND QUALITY CONTROL PRINCIPAL; COMPLIANCE OFFICER /VARIABLE PRODUCTS MUTUAL FUNDS /PRINCIPAL
STOKES WILLIECOMPLIANCE AND MUNICIPAL SECURITIES PRINCIPAL; COMPLIANCE PRINCIPAL
SHIPPY LUCINDA GALECOMPLIANCE PRINCIPAL
Matthew John McnabbCO-CCO

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