AVIANCE CAPITAL PARTNERS LLC of NAPLES, FL is an SEC-registered investment adviser (CRD 146597). Regulatory assets under management: $1.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Brown Investors David | MANAGING MEMBER; MEMBER | Santa Barbara, CA |
| Jeffrey Stephen Pike | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER | — |
| Jack David Brown | MANAGING MEMBER | — |
| Alexander I Crevi | PORTFOLIO MANAGER | — |
| DIXON STEVEN JOHN | MANAGING MEMBER; OFFICER | — |
| BERTELSEN CHRISTIAN CAMERON | MANAGING MEMBER; OFFICER | — |
| BERTELSEN EDWARD CHRISTIAN | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| DVORCHAK GARY THOMAS | MANAGING MEMBER | — |
| WARD ORVILLE DUANE | MANAGING MEMBER; MEMBER; PRESIDENT (+1 more) | — |
| NEEL JAMES RICHARD | MANAGING MEMBER; MEMBER; VICE PRESIDENT | — |
| PIKE JEFFREY STEPHEN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-03-22 | regulatory | RENDERED INVESTMENT ADVICE, FROM A LOCATION WITHIN FLORIDA, WITHOUT BEING REGISTERED BY THE OFFICE | Final | $6K |
| City | State | Employees | Phone |
|---|---|---|---|
| WINTER PARK | FL | 1 | 407-801-0462 |