THE CARROLL GROUP, INC. is an SEC-registered investment adviser (CRD 146977). Regulatory assets under management: $163.4M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Joseph Barry Carroll | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER /CHIEF FINANCIAL OFFICER /CHIEF OPERATIONS OFFICER /CHIEF LEGAL OFFICER /CHIEF COMPLIANCE OFFICER | — |