RDA FINANCIAL NETWORK, INC. of AKRON, IA is an SEC-registered investment adviser (CRD 147309). Regulatory assets under management: $675.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Chad David Ericson | PRESIDENT/CISO | — |
| Michael Anne Brannen | CHIEF COMPLIANCE OFFICER | West Chester, OH |
| JOHNSON JOHN MICHAEL | VICE PRESIDENT OF BUSINESS DEVELOPMENT | — |
| LASOVAGE MICHAEL ELLIS | CHIEF COMPLIANCE OFFICER | — |
| ARTHUR JOHN WAYNE | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE; PRESIDENT | — |
| BRANNEN MICHAELANNE GEORGIANNA | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | — |
| BAEDKE REBECCA ANN | CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS; VICE PRESIDENT OF OPERATIONS | — |
| ERICSON CHAD DAVID | EXECUTIVE VICE PRESIDENT; PRESIDENT/CISO | — |
| BRANNEN MICHAEL ANNE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-10-13 | regulatory | IN AUGUST 2017, PARKER DIRECTED HIS ASSISTANT TO IMPERSONATE A CUSTOMER IN ORDER TO OBTAIN A CHANGE IN BENEFICIARY FORM FOR AN INSURANCE ACCOUNT THAT THE CUSTOMER HELD DIRECTLY WITH THE INSURANCE COMPANY. BY INSTRUCTING HIS ASSISTANT TO IMPERSONATE THE CUSTOMER, PARKER ENGAGED IN UNETHICAL CONDUCT I… | Final | $10K |
| — | civil | — | — | — |
Showing 15 of 16 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| OVERLAND PARK | KS | 6 | 913-693-7684 |
| O'FALLON | IL | 6 | 618-632-7684 |
| CEDAR FALLS | IA | 2 | 319-277-3787 |
| DES MOINES | IA | 2 | 5152241322 |
| — | — | 1 | 319-626-3464 |
| — | — | 1 | 319-325-7772 |
| MASON CITY | IA | 1 | 319-277-3787 |
| — | — | 1 | 319-325-7772 |
| — | — | 1 | 4199913333 |
| — | — | 1 | 4199913333 |
| — | — | 1 | 3196263464 |
| — | — | 1 | 4199913333 |
| — | — | 1 | 8883004975 |
| SIOUX CITY | IA | 1 | 7125878070 |
| — | — | 1 | 6303190858 |