MS CAPITAL PARTNERS ADVISER INC.

MS CAPITAL PARTNERS ADVISER INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 147521). Regulatory assets under management: $38.8B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (53)

Showing 25 of 53 people.

NameRoleLocation
Ashwin KrishnanCO-HEAD OF NORTH AMERICA PRIVATE CREDIT AT MORGAN STANLEY AND CO-PORTFOLIO MANAGER OF THE OPPORTUNISTIC CREDIT STRATEGY; HEAD OF NORTH AMERICA PRIVATE CREDIT AT MORGAN STANLEY AND PORTFOLIO MANAGER OF THE OPPORTUNISTIC CREDIT STRATEGYSan Francisco, CA
Chung DavidHEAD OF EXPANSION CAPITALScottsdale, AZ
Benjamin Cordt HunekePRESIDENT AND MANAGING DIRECTOR OF MORGAN STANLEY INVESTMENT MANAGEMENTNew York, NY
Mustufa SalehbhaiCO-HEAD PRIVATE INVESTING LEGAL
John Joohahn MoonHEAD OF MORGAN STANLEY ENERGY PARTNERS AND DIRECTOR
David Nathan MillerHEAD OF PRIVATE CREDIT AND EQUITY AND DIRECTOR
Kara Schiffman FrickeCO-HEAD PRIVATE INVESTING LEGAL
Amy Meisiu YeungVICE PRESIDENT
Gauranga PalCHIEF COMPLIANCE OFFICER
Henry Francis D'AlessandroVICE CHAIR OF MS PRIVATE CREDIT, CO-PORTFOLIO MANAGER AND CIO OF OPPORTUNISTIC CREDIT AND SENIOR LOAN INVESTMENT STRATEGY
Aaron Nelson SackHEAD OF MORGAN STANLEY CAPITAL PARTNERS AND DIRECTOR
Peter David ChungHEAD OF EXPANSION CAPITAL
Thomas F CahillHEAD OF TACTICAL VALUE
Benjamin Patrick HammesHEAD OF DERIVATIVES ADVISORY COMPLIANCE & EXECUTIVE DIRECRTOR
Jeffrey Scott LevinCO-HEAD OF MORGAN STANLEY'S NORTH AMERICA PRIVATE CREDIT, PORTFOLIO MANAGER AND HEAD OF DIRECT LENDING
ODELL CHRISTOPHER LEROYCHIEF LEGAL OFFICER
MANTZ JAY HOWARDGLOBAL CO-HEAD OF MERCHANT BANKING
CATTIER JENNIFER MURPHYCHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER
JONES ALAN KENTCO-HEAD OF MORGAN STANLEY CAPITAL PARTNERS AND PRESIDENT AND DIRECTOR; CO-HEAD OF PRIVATE EQUITY AND DIRECTOR; DIRECTOR AND PRESIDENT AND GLOBAL HEAD OF PRIVATE EQUITY (+3 more)
HAHN JEFFREY DEANECHIEF FINANCIAL OFFICER
MOON JOHN JOOHAHNDIRECTOR; DIRECTOR AND HEAD OF MORGAN STANLEY ENERGY PARTNERS; HEAD OF MORGAN STANLEY ENERGY PARTNERS AND DIRECTOR
FLEMING GREGORY JPRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANLEY SMITH BARNEY; PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANLEY WEALTH MANAGEMENT
MORIARTY EDMOND NCOO OF MORGAN STANLEY INVESTMENT MANAGEMENT AND HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING; HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING
HENRY ROBERT MICHAELCHIEF COMPLIANCE OFFICER
RUDDY AGATHA TERESACHIEF COMPLIANCE OFFICER

Disclosures (38)

InitiatedTypeAllegationsStatusAmount
2017-03-06regulatoryTHE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB…Final$53K
2016-03-22regulatoryTHE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODEFinal
2016-02-11regulatoryTHE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007.Final$150.0M
2016-02-11regulatoryTHE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008.Final$22.5M
2014-08-21regulatoryHCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007.Final$71K

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