LEGION CAPITAL MANAGEMENT, LLC

LEGION CAPITAL MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 147552). Regulatory assets under management: $31.8M.

Registration

• CRD: 147552
• Type: Registered investment adviser
• Phone: 858-427-3800
• Latest filing: 2026-03-02
• Regulatory AUM: $31.8M
• Discretionary AUM: $19.6M
• Non-discretionary AUM: $12.2M
• Clients: 1
• Accounts: 66

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 147552 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search