JOSEPH P. LUCIA & ASSOCIATES, LLC

JOSEPH P. LUCIA & ASSOCIATES, LLC of YORKTOWN HEIGHTS, NY is an SEC-registered investment adviser (CRD 147625). Regulatory assets under management: $388.0M.

Registration

• CRD: 147625
• SEC file number: 801-76540
• Type: Registered investment adviser
• Location: 3505 HILL BLVD., SUITE J, YORKTOWN HEIGHTS, NY, 10598
• Phone: 914-352-6600
• Latest filing: 2026-03-25
• Regulatory AUM: $388.0M
• Discretionary AUM: $388.0M
• Clients: 5
• Accounts: 1,645

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 147625 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search