FAMILYWEALTH ASSET MANAGEMENT of LAKE MARY, FL is an SEC-registered investment adviser (CRD 147869). Regulatory assets under management: $177.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Subscription, Other.
Clients served: High net worth, Pooled vehicles, Charities, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| Wilbert Ernest Oakley | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; BRANCH OFFICE MANAGER | — |
| Alicia Martin | GENERAL PARTNER | — |
| Christine M Mora | DIRECTOR; SECRETARY; COUNSEL | — |
| PARK DAVID JOON CHOL | ELECTED MANAGER; MANGER | — |
| JOLLIFFE PATRICK STEPHENSON | VICE PRESIDENT; BRANCH OFFICE MANAGER | — |
| MORA CHRISTINE M | CHIEF COMPLIANCE OFFICER; COUNSEL; DIRECTOR; SECRETARY; COUNSEL | — |
| GUINN ROBERT LEE | CHIEF COMPLIANCE OFFICER | — |
| GUINN ROBERT | CHIEF COMPLIANCE OFFICER | — |
| Martin Alicia | GENERAL PARTNER | — |
| Kessel Joseph Keith | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| Alvarez John David | VICE PRESIDENT; BRANCH OFFICE MANAGER | — |
| OAKLEY WILBERT ERNEST | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; BRANCH OFFICE MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-01-20 | regulatory | ALLEGATIONS RELATED TO THE LANGUAGE CONTAINED IN THE INVESTMENT ADVISORY AGREEMENT | Final | $65K |