PRISM FUNDS, LLC
PRISM FUNDS, LLC of NEWTOWN, PA is an SEC-registered investment adviser (CRD 147911). Regulatory assets under management: $26.7M.
Registration
- CRD: 147911
- SEC file number: 801-69533
- Type: Registered investment adviser
- Location: 4 CAUFIELD PLACE, SUITE 102, NEWTOWN, PA, 18940
- Phone: 215-579-0966
- Latest filing: 2020-03-05
- Regulatory AUM: $26.7M
- Discretionary AUM: $26.7M
- Clients: 1
- Accounts: 1
Officers, owners & control persons (4)
| Name | Role | Location |
|---|
| JOHNSON PETER WILLIAM | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | — |
| JOHNSON ARTHUR DOUGLAS | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | — |
| SIMKUS RICHARD VICTOR | GENERAL PARTNER; MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SAVINO ROBERT JOSEPH | MEMBER | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| PRISM JADE FUND LP | Hedge Fund | — | 39 | $26.7M | $1.0M |
Fund service providers (1)
- administrator: ASPEN PARTNERS, LTD.
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