NWAM, LLC of MERCER ISLAND, WA is an SEC-registered investment adviser (CRD 147923). Regulatory assets under management: $4.1B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Other.
| Name | Role | Location |
|---|---|---|
| Gregory Allen Headrick | GOVERNOR; MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Nelly Olinda Mubashi | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER/COMPLIANCE MANAGER; GOVERNOR | — |
| Mahum Raza Prasad | CHIEF OPERATING OFFICER | — |
| HEADRICK GREGORY ALLEN | CHIEF COMPLIANCE OFFICER; GOVERNOR; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER (+2 more) | — |
| MUBASHI NELLY OLINDA | CHIEF EXECUTIVE OFFICER/COMPLIANCE MANAGER; CHIEF OPERATIONS OFFICER; GOVERNOR | — |
| PRASAD MAHUM RAZA | CHIEF OPERATING OFFICER | — |