EAST ROCK FINANCIAL SERVICES, LLC

EAST ROCK FINANCIAL SERVICES, LLC is an SEC-registered investment adviser (CRD 147949). Regulatory assets under management: $135.8M.

Registration

• CRD: 147949
• SEC file number: 801-132755
• Type: Registered investment adviser
• Phone: 415-779-2008
• Latest filing: 2026-03-02
• Regulatory AUM: $135.8M
• Discretionary AUM: $135.8M
• Clients: 4
• Accounts: 190

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 147949 on SEC IAPD (source of record)
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