CENTER FOR ASSET MANAGEMENT, LLC of PALM BEACH GARDENS, FL is an SEC-registered investment adviser (CRD 147981). Regulatory assets under management: $257.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Peter Andrew Blatt | PRESIDENT CHIEF COMPLIANCE OFFICER | — |
| BLATT PETER ANDREW | PRESIDENT CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-01-23 | regulatory | VIOLATIONS OF SECTION 517 OF THE FLORIDA STATUTES AND RULE 69W-600 OF THE FLORIDA ADMINISTRATIVE CODE IN THE FAILURE TO MAKE TIMELY UPDATES TO THE FORM ADV OF THE CENTER FOR ASSET MANAGEMENT AND THE FORM U-4 OF PETER A. BLATT. | Final | $15K |
| — | civil | — | — | — |
| — | regulatory | — | — | — |