PACIFIC ROCK CAPITAL, LLC

PACIFIC ROCK CAPITAL, LLC of CARDIFF BY THE SEA, CA is an SEC-registered investment adviser (CRD 148154). Regulatory assets under management: $7.2M.

Registration

• CRD: 148154
• Type: Registered investment adviser
• Location: 120 BIRMINGHAM DRIVE, CARDIFF BY THE SEA, CA, 92007
• Phone: (760) 635-3391
• Latest filing: 2026-03-12
• Regulatory AUM: $7.2M
• Discretionary AUM: $7.2M
• Clients: 1
• Accounts: 15

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Investment cos.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 148154 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search