CARAVAN CAPITAL MANAGEMENT LLC
CARAVAN CAPITAL MANAGEMENT LLC of TACOMA, WA is an SEC-registered investment adviser (CRD 148301). Regulatory assets under management: $69.5M.
Registration
- CRD: 148301
- SEC file number: 801-110208
- Type: Registered investment adviser
- Location: 950 PACIFIC AVENUE, SUITE 500, TACOMA, WA, 98402
- Phone: 253-302-5035
- Latest filing: 2020-07-01
- Regulatory AUM: $69.5M
- Discretionary AUM: $69.5M
- Clients: 5
- Accounts: 6
Officers, owners & control persons (15)
| Name | Role | Location |
|---|
| Smith R Brian | MEMBER | Austin, TX |
| SILVERA DAVID DIBLEE | MEMBER | — |
| WILLIAMS DOUG SCOTT | MEMBER | — |
| GOLDBERG MARK M | MEMBER | — |
| QUISENBERRY CLIFFORD HALE | MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| GRIFFITH BENJAMIN GRANT | MANAGING MEMBER; MEMBER | — |
| PRABHU SREENIWAS VIKRAM | MEMBER | — |
| FIERMAN MICHAEL ALLEN | MEMBER | — |
| WILLIAMS ELIZABETH CLAPP | MEMBER | — |
| IBANEZ DE OPACUA SALVADOR | MANAGING MEMBER, CCO | — |
| GOLDBERG FREDERICK MILES | MEMBER | — |
| SCHORNO GLENN EVERETT | MEMBER | — |
| KIM EDWARD YOUNG-SOO | MEMBER | — |
| SCHORNO GLENN E | MEMBER | — |
| Sueyoshi Clifford H | MEMBER | — |
Private funds (3)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| MIRI STRATEGIC EMERGING MARKETS FUND LP | Hedge Fund | — | 15 | $13.1M | $100K |
| THE EMERGING FRONTIERS LP | Hedge Fund | — | 6 | $11.1M | $500K |
| THE EMERGING FRONTIERS MASTER FUND LTD. | Hedge Fund | — | 6 | $11.1M | $500K |
Fund service providers (3)
- administrator: PERENNIAL FUND SERIVICES LLC
- administrator: PERENNIAL FUND SERVICES LLC
- administrator: PERENNIAL FUND SERVICES, LLC
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