A & I FINANCIAL SERVICES, LLC

A & I FINANCIAL SERVICES, LLC of LONE TREE, CO is an SEC-registered investment adviser (CRD 148357). Regulatory assets under management: $560.0M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

Officers, owners & control persons (7)

NameRoleLocation
Karl Fredrick FrankMANAGER AND CHIEF COMPLIANCE OFFICER; MEMBER
Stacey Katrina FrankMANAGER; MEMBER
FRANK KARL FREDRICKMANAGER; MANAGER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+2 more)
FRANK STACEY KATRINACHIEF COMPLIANCE OFFICER AND MANAGER; CHIEF COMPLIANCE OFFICER AND MEMBER; CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT (+2 more)
REWINKEL MERWYN ARTHURPRESIDENT
REWINKEL INGE CATHARINEVICE-PRESIDENT
GASPAR SHARON ANNCHIEF COMPLIANCE OFFICER

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