CASTER AND COMPANY, INC.

CASTER AND COMPANY, INC. of WARWICK, RI is an SEC-registered investment adviser (CRD 148931). Regulatory assets under management: $600K.

Registration

• CRD: 148931
• Type: Registered investment adviser
• Location: 131 AIRPORT ROAD, WARWICK, RI, 02889-1032
• Phone: 401-737-1099
• Latest filing: 2026-01-15
• Regulatory AUM: $600K
• Discretionary AUM: $600K
• Clients: 1
• Accounts: 2

Business model

Compensation: % of AUM, Hourly, Fixed, Commissions.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 148931 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search