SEMINOLE ADVISORY SERVICES, LLC

SEMINOLE ADVISORY SERVICES, LLC of BELLAIR BLUFFS, FL is an SEC-registered investment adviser (CRD 148975). Regulatory assets under management: $242.5M.

Registration

Business model

Compensation: % of AUM.

Clients served: Investment cos.

Officers, owners & control persons (14)

NameRoleLocation
Robert Joseph BanksMANAGER AND CHAIRMAN OF THE BOARD; TRUSTEE—
Timothy Samuel FetterMANAGER AND CO-CHIEF EXECUTIVE OFFICER—
Christopher Gerard DiazMANAGER AND CO-CHIEF EXECUTIVE OFFICER—
Kristopher Adams DunlopCHIEF FINANCIAL OFFICER, TREASURER, SECRETARY AND CHIEF COMPLIANCE OFFICER; MANAGER AND CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY—
Joseph RitterMANAGER AND EXECUTIVE VICE PRESIDENT—
CAMPBELL ANDREW JAMESEXECUTIVE OFFICER; MANAGER; MANAGER, CHIEF OPERATING OFFICER AND SECRETARY (+2 more)—
BANKS ROBERT JOSEPHMANAGER; MANAGER AND CHAIRMAN OF THE BOARD; MANAGER, CHAIRMAN OF THE BOARD AND PRESIDENT (+4 more)—
PEPPI MYRA SUEASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER—
MATHIS RAY FRANKLINMANAGER; MEMBER; TRUSTEE—
BANKS JENNIFER JTRUSTEE—
FETTER TIMOTHY SAMUELMANAGER; MANAGER AND CO-CHIEF EXECUTIVE OFFICER—
DIAZ CHRISTOPHER GERARDMANAGER; MANAGER AND CO-CHIEF EXECUTIVE OFFICER—
DUNLOP KRISTOPHER ADAMSCHIEF FINANCIAL OFFICER AND TREASURER; CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY AND CHIEF COMPLIANCE OFFICER; MANAGER AND CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY—
Ritter JosephMANAGER AND EXECUTIVE VICE PRESIDENT—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
SEMINOLE MORTGAGE TRUSTReal Estate FundFlorida3$242.5M—

More on this firm