LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC. of CHICAGO, IL is an SEC-registered investment adviser (CRD 149156). Regulatory assets under management: $267.2B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 49 people.
| Name | Role | Location |
|---|---|---|
| Rodriguez-Ayala Emma | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | Chicago, IL |
| Moore Joseph | CEO; CHEIF EXECUTIVE OFFICER; DIRECTOR | East Elmhurst, NY |
| Michael Stephen Chick | CHIEF COMPLIANCE OFFICER | — |
| Jed Andrew Plafker | CHIEF EXECUTIVE OFFICER, DIRECTOR; US CEO, L&G - ASSET MANAGEMENT, AMERICA, DIRECTOR | — |
| Patrick Joseph Ryan | CHIEF FINANCIAL OFFICER, DIRECTOR; INTERIM HEAD OF LGIM AMERICA/CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| Donald Oliver Andrews | HEAD OF CLIENT SOLUTIONS, DIRECTOR | — |
| Kristina Lois Jean St. Charles | GENERAL COUNSEL; GENERAL COUNSEL & INTERIM CHIEF COMPLIANCE OFFICER | — |
| Alexia Karolina Gottschalch | HEAD OF REAL ESTATE EQUITY | — |
| Jason Brendan Shoup | CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| Claude Michel Reiffsteck | HEAD OF GLOBAL INVESTMENT OPERATIONS | — |
| Abigail Rose Marfurt | HEAD OF HUMAN RESOURCES | — |
| John Thomas Bender | DIRECTOR | — |
| Jason B Shoup | CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| Beth Anne Panos | HEAD OF HUMAN RESOURCES | — |
| Claude Michel Raffsteck | HEAD OF US OPERATIONS | — |
| TOTH TERENCE JOHN | DIRECTOR | — |
| RYAN RONALD JOSEPH | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DIRECTOR; FINANCIAL CONTROLLER (+1 more) | — |
| BARTLEY ROGER | DIRECTOR | — |
| GRIFFIN JOHN JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| MOORE BYRON ROBERT | DIRECTOR | — |
| ZINKULA MARK J | CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR | — |
| BOYLAN SIOBHAN GERALDINE | DIRECTOR | — |
| SMITH CHRISTINE CARR | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, DIRECTOR | — |
| MEYERS THOMAS ALAN | SENIOR CLIENT DISTRIBUTION MANAGER, DIRECTOR; SENIOR CLIENT DISTRIBUTION MANAGER, HEAD OF DISTRIBUTION, DIRECTOR | — |
| DAVIS ADELAIDE S | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-03-17 | regulatory | FROM AUGUST 2017 THROUGH DECEMBER 2020, LGIM AMERICA EFFECTED PRINCIPAL TRANSACTIONS BETWEEN CLIENTS AND LGIM AMERICA PRINCIPAL ACCOUNTS WITHOUT MAKING THE REQUIRED CLIENT DISCLOSURES OR OBTAINING THE REQUIRED CLIENT CONSENTS. DURING THE SAME PERIOD, LGIM AMERICA ALSO EFFECTED CROSS TRADE BETWEEN CE… | Final | $500K |