LEAFHOUSE FINANCIAL ADVISORS, LLC of AUSTIN, TX is an SEC-registered investment adviser (CRD 149694). Regulatory assets under management: $24.1B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| James Shields | CHIEF COMPLIANCE OFFICER | Southlake, TX |
| Michael Edward Annin | FIDUCIARY SOLUTIONS DEPARTMENT, PRESIDENT | — |
| Richard Scott Price | CHAIRMAN & CHIEF EXECUTIVE OFFICER | — |
| Jesse Joseph Keig | CHIEF FINANCIAL OFFICER / DIRECTOR | — |
| Todd Aaron Kading | MANAGING MEMBER; PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| Dallas Marie Villarreal | SVP, OPERATIONS & CCO | — |
| David Seth Packard | CLASS C MEMBER | — |
| Andrew John Aschettino | CHIEF FINANCIAL OFFICER | — |
| Kassandra Theresa Hendrix | CHIEF OPERATING OFFICER | — |
| BROWN EDWARD | CHIEF OPERATING OFFICER; SVP, SALES STRATEGY | — |
| KADING TODD AARON | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER (+3 more) | — |
| WEAVER NEAL MAVERICK | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| MCBURNEY MARLEY ELYSE | CHIEF COMPLIANCE OFFICER; OPERATIONS COORDINATOR AND CHIEF COMPLIANCE OFFICER | — |
| VILLARREAL DALLAS MARIE | CHIEF COMPLIANCE OFFICER; SVP, OPERATIONS & CCO | — |
| Sorensen STUART COATES | CHIEF FINANCIAL OFFICER; SVP, FINANCE | — |
| PACKARD DAVID SETH | CLASS C MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-07-22 | regulatory | THE SEC ALLEGED THAT THE FIRM VIOLATED SECTIONS 206(2) AND 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 PROMULGATED THEREUNDER. | Final | $170K |