James Shields of Southlake, TX appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Shields appears on 22 filing roles across Form D (15), Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BASTION MANAGEMENT II LLC | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| 2026-01-06 | Form ADV | MESIROW ADVANCED STRATEGIES INC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | MESIROW RE-IA, INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | LEAFHOUSE FINANCIAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| 2009-10-07 | Form D | TIFF Secondary Partners III, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2010-07-28 | Form D | TIFF Private Equity Partners 2010, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2010-02-08 | Form D | AVATAR RESOURCES INC | Executive Officer | Plano, TX |
| 2011-01-04 | Form D | TIFF Realty Opportunity Fund, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2010-07-14 | Form D | TIFF Modern Venture Partners 1.0, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2011-03-09 | Form D | TIFF Private Equity Partners 2011, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2012-06-29 | Form D | TIFF Special Opportunities Fund, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2013-05-30 | Form D | PASSPORT SYSTEMS INC | Director | Billerica, MA |
| 2012-04-26 | Form D | TIFF Private Equity Partners 2012, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2013-02-06 | Form D | TIFF Private Equity Partners 2013, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2014-01-06 | Form D | TIFF Private Equity Partners 2014, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2014-01-06 | Form D | TIFF Realty & Resources IV, LLC | Executive Officer | WEST CONSHOHOCKEN, PA |
| 2017-12-06 | Form D | Super-H Analytics, Inc. | Director | COLUMBUS, OH |
| 2021-03-18 | Form D | GI ALLIANCE HOLDINGS, LLC | Executive Officer | Southlake, TX |
| 2021-01-06 | Form D | RAD Pilot LP | Executive Officer | SACRAMENTO, CA |