SMITH CAPITAL MANAGEMENT, LLC

SMITH CAPITAL MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 149968). Regulatory assets under management: $9.5M.

Registration

• CRD: 149968
• Type: Registered investment adviser
• Phone: 513-774-9125
• Latest filing: 2026-03-30
• Regulatory AUM: $9.5M
• Discretionary AUM: $9.5M
• Clients: 1
• Accounts: 50

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 149968 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search