SLAGLE FINANCIAL, LLC. of EDWARDSVILLE, IL is an SEC-registered investment adviser (CRD 149976). Regulatory assets under management: $411.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Chad A Slagle | PRESIDENT | — |
| Chad Andrew Tobin | CHIEF COMPLIANCE OFFICER | — |
| SLAGLE CHAD A | PRESIDENT | — |
| TOBIN CHAD ANDREW | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-11-02 | regulatory | FIRM WAS ALLEGED BY THE STATE OF MISSOURI TO HAVE FAILED TO MAINTAIN ADEQUATE BOOKS AND RECORDS CONSISTENT WITH MISSOURI REGULATORY REQUIREMENTS. | Final | — |