CARNEGIE CAPITAL ASSET MANAGEMENT, LLC of PEPPER PIKE, OH is an SEC-registered investment adviser (CRD 150488). Regulatory assets under management: $7.5B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Gary Paul Wagner | MEMBER; PRESIDENT/PRINCIPAL | — |
| Richard Lee Alt | CHIEF EXECUTIVE OFFICER/PRINCIPAL; MEMBER | — |
| Ann Shigemura-Hildebrand | CHIEF COMPLIANCE OFFICER | Los Angeles, CA |
| Joseph Michael Spidalieri | CHIEF OPERATING OFFICER | — |
| David Kennedy Laidlaw | PRINICPAL, MANAGING DIRECTOR, PORTFOLIO MANAGER | — |
| John Jay Knox | PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| Benjamin Duffield Connard | PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| Michael Benjamin Oliver | PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| David Abbott Tillson | MEMBER; PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| Alexandra E Tillson | MEMBER | — |
| WAGNER GARY PAUL | MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ALT RICHARD LEE | MEMBER | — |
| SPIDALIERI JOSEPH MICHAEL | CHIEF OPERATING OFFICER | — |
| MERRIMAN ARTHUR GATES | PRINCIPAL/SENIOR PORTFOLIO MANAGER | — |
| SHIGEMURA-HILDEBRAND ANN | CHIEF COMPLIANCE OFFICER | — |
| BUSH STEPHANIE KIM | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-12-30 | civil | THE PETITIONERS PETITIONED THE COURT PURSUANT TO THE OHIO ARBITRATION ACT, FOR AN ORDER CONFIRMING A FINAL ARBITRATION AWARD ISSUED BY THE AMERICAN ARBITRATION ASSOCIATION (AAA) ON 12-19-2025 BETWEEN THE PETITIONERS AND CARNEGIE CAPITAL ASSET MANAGEMENT, LLC (DBA CARNEGIE INVESTMENT COUNSEL) FOR ENT… | Final | — |