WARDEN WEALTH MANAGEMENT, LLC
WARDEN WEALTH MANAGEMENT, LLC of MILWAUKEE, WI is an SEC-registered investment adviser (CRD 150493). Regulatory assets under management: $26.2M.
Registration
- CRD: 150493
- SEC file number: 801-70370
- Type: Registered investment adviser
- Location: 600 EAST WISCONSIN AVE, MILWAUKEE, WI, 53202
- Phone: 414-270-4500
- Latest filing: 2026-03-31
- Regulatory AUM: $26.2M
- Discretionary AUM: $20.8M
- Non-discretionary AUM: $5.4M
- Clients: 1
- Accounts: 131
Business model
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| WARDEN THOMAS JOSEPH | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
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