ARTIENCE CAPITAL MANAGEMENT, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 150762). Regulatory assets under management: $146.7M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Kim Tracy Nordmo | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| BALES JOLIE ANN | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| NORDMO KIM TRACY | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | — |
| WEKWERTH NIKOLAS KURT | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-10-09 | regulatory | DBO ALLEGED THAT THE COMPANY WAS DOING BUSINESS AS AN INVESTMENT ADVISER IN CALIFORNIA WITHOUT A VALID CERTIFICATE | Final | $10K |