ARTEMIS WEALTH ADVISORS, LLC of PORT WASHINGTON, NY is an SEC-registered investment adviser (CRD 150810). Regulatory assets under management: $1.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| John David Duebendorfer | CHIEF COMPLIANCE OFFICER AND PRESIDENT-CHIEF OPERATING OFFICER | New York, NY |
| Peter Matthew Rup | MANAGING MEMBER, CEO & CIO | — |
| RUP PETER MATTHEW | MANAGING MEMBER; MANAGING MEMBER & CEO; MANAGING MEMBER, CEO & CIO | — |
| DUEBENDORFER JOHN DAVID | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER AND PRESIDENT-CHIEF OPERATING OFFICER | — |
| FARMAR MICHAEL GEORGE | OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-04-22 | regulatory | ON 9/13/23, THE SEC INSTITUTED SETTLED ADMINISTRATIVE PROCEEDINGS AGAINST THE FIRM IN CONNECTION WITH ITS FAILURE TO FILE FORM 13F FILINGS FROM THE QUARTER ENDING 12/31/16 TO 12/31/21. THE FIRM AGREED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OF SECTION 13(F)(1) UNDER THE SECURIT… | Final | $150K |