BREAKWATER INVESTMENT MANAGEMENT, LLC

BREAKWATER INVESTMENT MANAGEMENT, LLC of SEATTLE, WA is an SEC-registered investment adviser (CRD 150841). Regulatory assets under management: $302.7M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Other.

Officers, owners & control persons (3)

NameRoleLocation
Bethany Anne SteinhausMANAGING MEMBER, CHIEF COMPLIANCE OFFICER
TURLEY JOSEPH FRANCISCHIEF COMPLIANCE OFFICER & MANAGING MEMBER; MANAGING MEMBER
STEINHAUS BETHANY ANNECHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

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