UP NORTH FINANCIAL, LLC

UP NORTH FINANCIAL, LLC of TRAVERSE CITY, MI is an SEC-registered investment adviser (CRD 150996). Regulatory assets under management: $203.8M.

Registration

• CRD: 150996
• SEC file number: 801-120926
• Type: Registered investment adviser
• Location: 223 EAST STATE STREET, SUITE 200, TRAVERSE CITY, MI, 49684
• Phone: (231) 929-9300
• Latest filing: 2026-03-27
• Regulatory AUM: $203.8M
• Discretionary AUM: $202.8M
• Non-discretionary AUM: $1.0M
• Clients: 4
• Accounts: 1,065

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (3)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 150996 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search