MCBROOM & ASSOCIATES, LLC

MCBROOM & ASSOCIATES, LLC of LAS VEGAS, NV is an SEC-registered investment adviser (CRD 151187). Regulatory assets under management: $242.1M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (5)

NameRoleLocation
Martin Willey McbroomBENEFICIAL OWNER; PRESIDENT AND CEO
Yuko T Du BoisCHIEF COMPLIANCE OFFICER
Sheila Ann McbroomBENEFICIAL OWNER
MCBROOM MARTIN WILLEYMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT AND CEO
DU BOIS YUKO TCHIEF COMPLIANCE OFFICER

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