EXCHANGE TRADED CONCEPTS, LLC

EXCHANGE TRADED CONCEPTS, LLC of OKLAHOMA CITY, OK is an SEC-registered investment adviser (CRD 151197). Regulatory assets under management: $23.0B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Charities.

Officers, owners & control persons (25)

NameRoleLocation
James Garrett StevensCHIEF BUSINESS OFFICER; CHIEF EXECUTIVE OFFICER—
Richard Robert HoganOFFICER; OWNER—
Dennis Paul LowenfelsCHIEF COMPLIANCE OFFICER—
Todd Alan StuartTRUSTEE—
Richard MalinowskiCO- CHIEF EXECUTIVE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL—
Randal Kyle TaylorCHIEF FINANCIAL OFFICER—
Andrew Paul SerowikCO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER; OFFICER—
PHILLIPS THOMPSON SYLVESTERCHIEF COMPLIANCE OFFICER; MEMBER; PRESIDENT (+1 more)—
BOYLAN WADE CHRISTOPHERCHIEF COMPLIANCE OFFICER—
SCHURINGA DARREN RMEMBER; TREASURER—
HOGAN ROBERTMEMBER; OFFICER; OWNER—
DZIURA MARTIN WCHIEF COMPLIANCE OFFICER—
STEVENS JAMES GARRETTCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER; MEMBER—
BAKER JAMES JOHNSTONOFFICER—
GARIE AYSSA ANNCHIEF COMPLIANCE OFFICER—
SHERRY MAUREEN ANNMEMBER; TRUSTEE—
WOODARD MICHAEL EVERETTCHIEF COMPLIANCE OFFICER—
LOWENFELS DENNIS PAULCHIEF COMPLIANCE OFFICER—
BERTUMEN ABIGAIL LYNNCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; GENERAL COUNSEL—
Mills David WesleyCHIEF FINANCIAL OFFICER—
STUART TODD ALANTRUSTEE—
GRIFFITH ROBERT LAWGENERAL COUNSEL—
MALINOWSKI RICHARDGENERAL COUNSEL—
Taylor Randal KyleCHIEF FINANCIAL OFFICER—
SEROWIK ANDREW PAULOFFICER—

Branch offices (2)

CityStateEmployeesPhone
NEW YORKNY75182824536
NEW YORKNY75182824536

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