EXCHANGE TRADED CONCEPTS, LLC

EXCHANGE TRADED CONCEPTS, LLC of OKLAHOMA CITY, OK is an SEC-registered investment adviser (CRD 151197). Regulatory assets under management: $23.0B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Charities.

Officers, owners & control persons (25)

NameRoleLocation
James Garrett StevensCHIEF BUSINESS OFFICER; CHIEF EXECUTIVE OFFICER
Richard Robert HoganOFFICER; OWNER
Dennis Paul LowenfelsCHIEF COMPLIANCE OFFICER
Todd Alan StuartTRUSTEE
Richard MalinowskiCO- CHIEF EXECUTIVE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL
Randal Kyle TaylorCHIEF FINANCIAL OFFICER
Andrew Paul SerowikCO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER; OFFICER
PHILLIPS THOMPSON SYLVESTERCHIEF COMPLIANCE OFFICER; MEMBER; PRESIDENT (+1 more)
BOYLAN WADE CHRISTOPHERCHIEF COMPLIANCE OFFICER
SCHURINGA DARREN RMEMBER; TREASURER
HOGAN ROBERTMEMBER; OFFICER; OWNER
DZIURA MARTIN WCHIEF COMPLIANCE OFFICER
STEVENS JAMES GARRETTCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER; MEMBER
BAKER JAMES JOHNSTONOFFICER
GARIE AYSSA ANNCHIEF COMPLIANCE OFFICER
SHERRY MAUREEN ANNMEMBER; TRUSTEE
WOODARD MICHAEL EVERETTCHIEF COMPLIANCE OFFICER
LOWENFELS DENNIS PAULCHIEF COMPLIANCE OFFICER
BERTUMEN ABIGAIL LYNNCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; GENERAL COUNSEL
Mills David WesleyCHIEF FINANCIAL OFFICER
STUART TODD ALANTRUSTEE
GRIFFITH ROBERT LAWGENERAL COUNSEL
MALINOWSKI RICHARDGENERAL COUNSEL
Taylor Randal KyleCHIEF FINANCIAL OFFICER
SEROWIK ANDREW PAULOFFICER

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