WATERROCK GLOBAL ASSET MANAGEMENT

WATERROCK GLOBAL ASSET MANAGEMENT of BELLEVUE, WA is an SEC-registered investment adviser (CRD 151309). Regulatory assets under management: $73.1M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

NameRoleLocation
SEMONE ROBERT JASON DOUGLASCHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER/MANAGING MEMBER/CHIEF INVESTMENT OFFICER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+4 more)
OLBERG CAROLYN MARIECHIEF COMPLIANCE OFFICER

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