BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 151605). Regulatory assets under management: $152.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
Showing 25 of 42 people.
| Name | Role | Location |
|---|---|---|
| Richards G Asha | CHIEF COMPLIANCE OFFICER | Miami, FL |
| Anuj Ranjan | MANAGING PARTNER | London, X0 |
| Justin Beber | CHIEF OPERATING OFFICER AND GENERAL COUNSEL; MANAGING PARTNER, CHIEF OPERATING OFFICER OF BROOKFIELD CORPORATION | New York, NY |
| Bruce James Flatt | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER OF BROOKFIELD CORPORATION; MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER OF BROOKFIELD CORPORATION AND BROOKFIELD ASSET MANAGEMENT LTD. | — |
| Ronald Fisher-Dayn | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | New York, NY |
| Lori Pearson | MANAGING PARTNER AND VICE CHAIR OF BROOKFIELD CORPORATION | — |
| Nicholas Howard Goodman | CHIEF FINANCIAL OFFICER, BROOKFIELD CORPORATION; MANAGING PARTNER, PRESIDENT AND CHIEF FINANCIAL OFFICER OF BROOKFIELD CORPORATION | — |
| Hadley Peer Marshall | CHIEF FINANCIAL OFFICER, BROOKFIELD ASSET MANAGEMENT LTD; MANAGING PARTNER AND CHIEF FINANCIAL OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD. | — |
| Samuel Pollock | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER, INFRASTRUCTURE | — |
| Connor Teskey | CHIEF EXECUTIVE OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD, CHIEF EXECUTIVE OFFICER, RENEWABLE POWER AND TRANSITION; MANAGING PARTNER, PRESIDENT OF BROOKFIELD ASSET MANAGEMENT LTD., CHIEF EXECUTIVE OFFICER, RENEWABLE POWER AND TRANSITION | — |
| Stewart Upson | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER, ASIA PACIFIC | — |
| Benjamin Michael Vaughan | MANAGING PARTNER | — |
| CARNEY CHRISTOPHER JOSEPH | MANAGING PARTNER | — |
| VAUGHAN STEVAN MICHAEL | MANAGING PARTNER; SENIOR MANAGING PARTNER | — |
| FLATT JAMES BRUCE | CEO OF BROOKFIELD ASSET MANAGEMENT INC.; MANAGING PARTNER, CHIEF EXECUTIVE OFFICER; SENIOR MANAGING PARTNER & CEO OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| LAWSON BRIAN DOUGLAS | MANAGING PARTNER & CFO OF BROOKFIELD ASSET MANAGEMENT INC.; MANAGING PARTNER, VICE CHAIRMAN; SENIOR MANAGING PARTNER & CFO OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| FREEDMAN JOSEPH STUART | SENIOR MANAGING PARTNER & COUNSEL OF BROOKFIELD ASSET MANAGEMENT INC.; SENIOR MANAGING PARTNER & GENERAL COUNSEL OF BROOKFIELD ASSET MANAGEMENT INC.; SENIOR MANAGING PARTNER OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| SMITH DANA ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| RICHARDS ASHA KAMARIA | CHIEF COMPLIANCE OFFICER | — |
| KINGSTON BRIAN WILLIAM | MANAGING PARTNER OF BROOKFIELD ASSET MANAGEMENT INC | — |
| POWELL RONALD WILLIAM | MANAGING PARTNER OF BROOKFIELD ASSET MANAGEMENT INC | — |
| LAWSON BRIAN | CFO OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| FREEDMAN JOSEPH | GENERAL COUNSEL OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| FISHER-DAYN RONALD | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER; REGULATORY COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| STINEBAUGH JOHN MARCUS | MANAGING PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-03-19 | regulatory | THE SECURITIES AND EXCHANGE BOARD OF INDIA ("SEBI") ALLEGED THAT: (1) PENBROOK CAPITAL ADVISORS PRIVATE LIMITED ("PENBROOK"), THE INVESTMENT MANAGER OF PENINSULA BROOKFIELD INDIA REAL ESTATE FUND (THE "FUND") AND A JOINT VENTURE BETWEEN (I) BROOKFIELD CAPITAL PARTNERS LTD (BERMUDA), A WHOLLY OWNED S… | Final | $115K |