HEAPHY INVESTMENTS, LLC
HEAPHY INVESTMENTS, LLC of SPRINGFIELD, MA is an SEC-registered investment adviser (CRD 151849). Regulatory assets under management: $67.2M.
Registration
- CRD: 151849
- SEC file number: 801-70962
- Type: Registered investment adviser
- Location: 32 HAMPDEN STREET, SPRINGFIELD, MA, 01103
- Phone: 413-736-8805
- Latest filing: 2026-03-11
- Regulatory AUM: $67.2M
- Discretionary AUM: $67.2M
- Clients: 3
- Accounts: 213
Business model
Compensation: % of AUM, Fixed, Other.
Clients served: High net worth, Other.
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| HEAPHY EDWARD THOMAS | MANAGER | — |
| HEAPHY LOIS B | MEMBER/CHIEF COMPLIANCE OFFICER | — |
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