CAIN BROTHERS ASSET MANAGEMENT, LLC
CAIN BROTHERS ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 151994). Regulatory assets under management: $1.6B.
Registration
- CRD: 151994
- SEC file number: 801-70798
- Type: Registered investment adviser
- Location: 360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY, 10017
- Phone: 212-869-5600
- Latest filing: 2015-04-30
- Regulatory AUM: $1.6B
- Discretionary AUM: $1.6B
- Clients: 7
- Accounts: 51
Officers, owners & control persons (8)
| Name | Role | Location |
|---|
| WEST TOMMY RAY | PRESIDENT | — |
| SMITH JACOB DANIEL | PRESIDENT | — |
| DAVIDENKO CHARITY ANN | CHIEF COMPLIANCE OFFICER | — |
| SHEEHAN TIMOTHY JAMES | CHIEF EXECUTIVE OFFICER; VICE PRESIDENT/COO | — |
| THURMAN RHETT DAVID | SECRETARY AND TREASURER/CFO | — |
| DAVIDENKO CHARITY A | CHIEF COMPLIANCE OFFICER | — |
| GARVEY ANDREW MCBRAYER | VICE PRESIDENT | — |
| BEALE LESLIE LOGAN | CHIEF COMPLIANCE OFFICER | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| CBAM RESOLUTE MASTER FUND LTD. | Hedge Fund | — | 5 | $33.4M | $1.0M |
Fund service providers (1)
- administrator: SS&C GLOBEOP
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