SWISS AMERICAN ADVISORS LTD. of ZUERICH is an SEC-registered investment adviser (CRD 152531).
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Chantal Baumann | OWNER | — |
| Thomas Huegi | CHIEF COMPLIANCE OFFICER | — |
| Daniel Fricker | PRESIDENT OF BOARD OF DIRECTORS | — |
| Stephan Hofer | MANAGING PARTNER, MEMBER OF BOARD OF DIRECTORS | — |
| BARTH MICHAEL GEORG | SHAREHOLDER | — |
| BARTH JOHANNES T | SHAREHOLDER | — |
| HUEPPI OTTO E | CEO | — |
| GRIEB MARKUS | CHIEF COMPLIANCE OFFICER | — |
| Marty Daniel | BOARD OF DIRECTORS | — |
| Baumann Chantal | OWNER | — |
| BAUMANN YVES | OWNER | — |
| Meran Gallus Naomi | OWNER | — |
| Huegi Thomas | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-12-19 | criminal | PLEASE REFER TO THE INDICMENT FOR A DESCRIPTION OF ITS ALLEGATIONS | Pending | — |