COMPASS FINANCIAL, LLC

COMPASS FINANCIAL, LLC is an SEC-registered investment adviser (CRD 152558). Regulatory assets under management: $14.7M.

Registration

• CRD: 152558
• Type: Registered investment adviser
• Phone: 760-522-1240
• Latest filing: 2026-01-13
• Regulatory AUM: $14.7M
• Non-discretionary AUM: $14.7M
• Clients: 1
• Accounts: 56

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 152558 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search