MARKS THERIOT WALSTON & COMPANY, INC.
MARKS THERIOT WALSTON & COMPANY, INC. of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 152694). Regulatory assets under management: $74.1M.
Registration
- CRD: 152694
- SEC file number: 801-71070
- Type: Registered investment adviser
- Location: 545 S. FIGUEROA STREET, SUITE 1202, LOS ANGELES, CA, 90071
- Phone: 213-221-7604
- Latest filing: 2013-01-16
- Regulatory AUM: $74.1M
- Discretionary AUM: $72.9M
- Non-discretionary AUM: $1.2M
- Clients: 2
- Accounts: 87
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| MARKS CHRISTOPHER EVAN | CHIEF COMPLIANCE OFFICER | — |
| WALSTON JACK HANLEY | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| THERIOT TEDDY JAMES | TREASURER; TREASURER, CFO | — |
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