DIRECTIONAL ASSET MANAGEMENT, LLC of ARLINGTON HEIGHTS, IL is an SEC-registered investment adviser (CRD 152859). Regulatory assets under management: $136.9M.
Compensation: % of AUM, Hourly, Other.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Daniel Scott Short | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF INVESTMENT OFFICER | — |
| Roberto Nmn Moreiro | CHIEF COMPLIANCE OFFICER | — |
| SHORT DANIEL SCOTT | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-06-30 | regulatory | ENGAGING IN A LOAN FROM A CLIENT. | Final | — |
| — | regulatory | — | — | — |