CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC of OVERLAND PARK, KS is an SEC-registered investment adviser (CRD 152974). Regulatory assets under management: $2.5B.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (14)

NameRoleLocation
Chang ShinCCOOverland Park, KS
Michael Richard TripsesDIRECTOR; SHAREHOLDER—
Susan Ann HayesFINOP—
Jeffrey Neal EisenhauerPRESIDENT AND CEO, CCO, COO—
HAYES PAMELA ANNFINOP—
KIERNAN DANIEL FRANCISFINOP—
TRIPSES MICHAEL RICHARDDIRECTOR; SHAREHOLDER—
MONEYMAKER WILLIAM HOLLDIRECTOR; SHAREHOLDER—
TUMA MICHAEL CHARLESCEO/CCO/PRESIDENT—
KIERNAN WILMA URIBEFINOP—
MONICAL SANDRA KAYCOO—
EISENHAUER JEFFREY NEALINTERM PRESIDENT AND CEO, CCO; PRESIDENT AND CEO, CCO; PRESIDENT AND CEO, CCO, COO—
THOMPSON JAMES DALECEO, CCO, PRESIDENT—
James Edmond ClementsPRESIDENT—

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2019-03-11regulatoryIA RELEASE 40-5159 / MARCH 11, 2019: THE SECURITIES AND EXCHANGE COMMISSION DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE INSTITUTED AGAINST CLIENT ONE SECURITIES, LLC ("RESPONDENT"). ON THE BASIS OF THIS ORDER AND RESPONDENT'S OFFER,…Final—

Branch offices (27)

Showing 15 of 27 offices.

CityStateEmployeesPhone
JEFFERSON CITYMO7573-636-3222
OVERLAND PARKKS3913-381-4800
OWINGS MILLSMD3(410) 356-0329
GREEN BAYWI3920-437-5558
CHANHASSENMN3612-396-5974
GREENWOOD VILLAGECO2303-793-3388
JACKSONVILLEFL2904-296-7120
GREENWOOD VILLAGECO2303-793-3388
SUMMERVILLESC2843-285-7076
RANTOULIL2217-892-9200
TUSTINCA2714-263-1953
LAURELMS26013350024
LA CROSSEWI1608-394-3790
TEMECULACA1619-200-7141
TEMECULACA1619-200-7141

More on this firm