1650 WEALTH MANAGEMENT, LLC of LIGHTHOUSE POINT, FL is an SEC-registered investment adviser (CRD 152985). Regulatory assets under management: $119.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Thomas W Balcom | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| BALCOM THOMAS W | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Thomas W. Balcom | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-11-30 | regulatory | THE STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION DISCOVERED FINDINGS DURING THE COURSE OF THEIR REGULATORY EXAM OF THE FIRM. 1650 WEALTH MANAGEMENT AMICABLY RESOLVED THIS MATTER. | Final | $10K |