IPG INVESTMENT ADVISORS, LLC

IPG INVESTMENT ADVISORS, LLC of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 152990). Regulatory assets under management: $4.1B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Fixed, Performance, Commissions, Other.

Clients served: High net worth, Pooled vehicles, Investment cos, Other.

Officers, owners & control persons (20)

NameRoleLocation
Adolfo GonzalezrubioCHAIRMAN / TRUSTEE OF THE AGCX TRUST; MEMBER/CHAIRMAN; TRUSTEE
Alberto BenreyCHIEF EXECUTIVE OFFICER / TRUSTEE OF THE BENREY FAMILY TRUST; TRUSTEE
Martha Elizabeth Soto AcevesCFO
Jose Guadalupe Gonzalez-RubioSHAREHOLDER
Darius Nmn LashkariCHIEF COMPLIANCE OFFICER
Nadin BenreyTRUSTEE
Patricia Gutierrez Gonzalez RubioTRUSTEE
Alfonso AldreteMEMBER
Albert BenreyMEMBER/CHIEF EXECUTIVE OFFICER
GONZALEZRUBIO ADOLFOMEMBER/CHAIRMAN; MEMBER/CHIEF EXECUTIVE OFFICER
BOYD MARIA LUISACHIEF COMPLIANCE OFFICER
ALDRETE ALFONSOMEMBER
BENREY ALBERTOMEMBER
RODRIGUEZ AURELIOMEMBER/CHIEF OPERATING OFFICER
SOTO ACEVES MARTHA ELIZABETHCFO; FINOP
GONZALEZ CUBILLAS RODOLFO AMEMBER/CHIEF FINANCIAL OFFICER
BENREY ALBERTMEMBER/CHIEF EXECUTIVE OFFICER
ADDEO GILBERT JOHNCOO
Gonzalez-Rubio Jose GuadalupeSHAREHOLDER
LASHKARI DARIUS NMNCHIEF COMPLIANCE OFFICER

Disclosures (18)

InitiatedTypeAllegationsStatusAmount
2019-09-30regulatoryIPG INVESTMENT ADVISORS SUBMITTED AND OFFER OF SETTLEMENT UNDER THE SELF-REPORTING SHARE CLASS SELECTION INITIATIVE DUE TO INADEQUATE DISCLOSURES IN CONNECTION WITH THE SELECTION OF MUTUAL FUNDS SHARE CLASSESFinal
2018-09-07regulatoryPAYMENTS OF COMMISSIONS TO TWO UNREGISTERED ENTITIES CO-OWNED BY TWO REGISTERED PERSONS ASSOCIATED WITH THE FIRMFinal$10K
regulatory

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