HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC of FARMINGTON, CT is an SEC-registered investment adviser (CRD 153052). Regulatory assets under management: $811.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| Theodore Leon Koenig | SOLE MANAGING MEMBER; TRUSTEE | Chicago, IL |
| Michael Phillip Balkin | CHIEF EXECUTIVE OFFICER | — |
| John Carson Bombara | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — |
| Daniel Raffaele Trolio | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Diane Clare Earle | CHIEF CREDIT OFFICER | — |
| Lynn Denise Murray Dombrowski | CHIEF ACCOUNTING OFFICER | — |
| Paul George Seitz | CHIEF INVESTMENT OFFICER | — |
| Robert Dwight Pomeroy | CHIEF EXECUTIVE OFFICER | — |
| Gerald Alfred Michaud | PRESIDENT | — |
| Daniel Scott Devorsetz | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | — |
| MASSOUD JOSEPH I | ELECTED MANAGER, CLASS A MEMBER, CLASS B MEMBER | — |
| SABO ELIAS J | CLASS B; ELECTED MANAGER, CLASS A MEMBER | — |
| OFFENBERG ALAN | CLASS B; ELECTED MANAGER, CLASS A MEMBER | — |
| POMEROY ROBERT D | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| MICHAUD GERALD A | CHIEF OPERATING OFFICER; MEMBER; PRESIDENT | — |
| MATHIEU CHRISTOPER M | CHIEF FINANCIAL OFFICER | — |
| BOMBARA JOHN C | CHIEF COMPLIANCE OFFICER; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — |
| TROLIO DANIEL RAFFAELE | CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER; VICE PRESIDENT OF FINANCE | — |
| DEVORSETZ DANIEL SCOTT | CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | — |
| EARLE DIANE CLARE | CHIEF CREDIT OFFICER; SENIOR VICE PRESIDENT AND CHIEF CREDIT OFFICER | — |
| DOMBROWSKI LYNN | CHIEF ACCOUNTING OFFICER | — |
| KOENIG THEODORE LEON | SOLE MANAGING MEMBER; TRUSTEE | — |
| POMEROY ROBERT DWIGHT | CHIEF EXECUTIVE OFFICER | — |
| MICHAUD GERALD ALFRED | PRESIDENT | — |
| BOMBARA JOHN CARSON | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | criminal | — | — | — |